A blog from the Centre for Research Ethics & Bioethics (CRB)

Month: November 2021

Co-authorship when not everyone’s research is included in the paper

Questions about authorship are among the most sensitive professional issues for researchers. Apart from the fact that researchers live and make careers on their publications, it is important for scientific and research ethical reasons to know who is responsible for the content of the publications.

A feature of research that can create uncertainty about who should be counted as a co-author of a scientific publication is that such publications usually report research that has mainly already been carried out when the paper is being written. Many researchers may have contributed to the research work, but only a few of them may contribute to the writing of the paper. Should everyone still be counted as an author? Or just those who contribute to the writing of the paper?

The International Committee of Medical Journal Editors (ICMJE) has formulated a recommendation that creates greater clarity. Simplified, the recommendation is the following. Authorship can be given to researchers who clearly meet four criteria. You must: (1) have made substantial contributions to the research study (e.g., designing the study, or collecting, analysing and interpreting data); (2) have contributed to drafting the paper and revising its intellectual content; (3) have approved the final version of the article; (4) have agreed to be responsible for all aspects of the work by ensuring that issues of accuracy and integrity are investigated.

Furthermore, it is recommended that researchers who meet criterion (1) should be invited to participate in the writing process, so that they can also meet criteria (2)(4) and thus be counted as co-authors.

However, research does not always go according to plan. Sometimes the plans need to be adjusted during the research process. This may mean that one of the researchers has already made a significant research effort when the group decides not to include that research in the writing of the paper. How should co-authorship be handled in such a situation, when someone’s results fall out of the publication?

The issue is discussed by Gert Helgesson, Zubin Master and William Bülow in the journal Science and Engineering Ethics. Considering, among other things, how easily disagreement about authorship can disrupt the dynamics of a research group, it is important that there is an established order concerning authorship, which handles situations such as this.

The discussion in the article is based on an imaginary, concrete case: A research group includes three younger researchers, Ann, Bo and Choi. They have all been given individual responsibility for different parts of the planning and execution of the empirical work. They work many hours in the laboratory. When the research group sees the results, they agree on the content of the article to be written. It then turns out that Ann’s and Bo’s analyses are central to the idea in the article, while Choi’s analyses are not. Choi’s results are therefore not included in the article. Should Choi be included as a co-author?

We can easily imagine Choi contributing to the writing process, but what about criterion (1)? If Choi’s results are not described in the article, has she made a significant contribution to the published research study? Helgesson, Master and Bülow point out that the criterion is ambiguous. Of course, making a significant contribution to a research study can mean contributing to the results that are described in the article. But it can also mean contributing to the research process that leads up to the article. The former interpretation excludes Choi as co-author. The latter interpretation makes co-authorship possible for Choi.

The more inclusive interpretation is not unreasonable, as research is a partially uncertain exploratory process. But do any strong reasons support that interpretation? Yes, say Helgesson, Master and Bülow, who state two types of reasons. Firstly, it is about transparency and accountability: what happened and who was involved? Excluding Choi would be misleading. Secondly, it is a matter of proper recognition of merit and of fairness. Choi worked as hard in the laboratory as Ann and Bo and contributed as much to the research that led to the article. Of course, the purpose of the article changed during the process and Choi’s contribution became irrelevant to the content of the article. But her efforts were still relevant to the research process that led up to the article. She also did a good job as a researcher in the group: it seems unfair if her good work by chance should not be recognized in the same way as the other researchers’ work.

The proposal in the article is therefore that the first criterion for authorship should be interpreted as a significant contribution to the research process leading up to the article, and that this should be clarified in the recommendation.

The article also discusses possible counter-arguments to the more inclusive interpretation of the authorship recommendation. If you want to study the reasoning more closely and form your own opinion, read the article: How to Handle Co-authorship When Not Everyone’s Research Contributions Make It into the Paper.

Pär Segerdahl

Written by…

Pär Segerdahl, Associate Professor at the Centre for Research Ethics & Bioethics and editor of the Ethics Blog.

Helgesson, G., Master, Z. & Bülow, W. How to Handle Co-authorship When Not Everyone’s Research Contributions Make It into the Paper. Sci Eng Ethics 27, 27 (2021). https://doi.org/10.1007/s11948-021-00303-y

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Conceptual analysis when we get stuck in thoughts

When philosophers are asked what method we use when we philosophize, we are happy to answer: our most important method is conceptual analysis. We apply conceptual analysis to answer philosophical questions such as “What is knowledge?”, “What is justice?”, “What is truth?” What we do is that we propose general definitions of the concepts, which we then fine-tune by using concrete examples to test that the definitions really capture all individual cases of the concepts and only these.

The problem is that both those who ask for the method of philosophy and those who answer “conceptual analysis” seem to assume that philosophy is not challenged by deeply disturbing problems, but defines concepts almost routinely. The general questions above are hardly even questions, other than purely grammatically. Who lies awake wondering “What is knowledge, what is justice, what is truth, what is goodness, what is…?”

In order to get insomnia from the questions, in order for the questions to become living philosophical problems, in order for us to be disturbed by them, we need more than only generally formulated questions.

Moreover, if there was such a thing as a method of answering philosophical questions, then the questions should already have been answered. I mean, if we since the days of Socrates had a method that answers philosophical “What is?”-questions by defining concepts, then there cannot be many questions left to answer. At most, we can refine the definitions, or apply the method to concepts that did not exist 2600 years ago. Basically, philosophy should not have many questions left to be challenged by. Since ancient times, we have a well-proven method!

To understand why philosophers continue to wonder, we need to understand why questions that superficially sound so uninteresting that we fall asleep can sometimes be so deeply perplexing that we lie awake thinking. Let me give you an example that gives a glimpse of the depths of philosophy, a glimpse of that disturbing “extra” that keeps philosophers awake at night.

The example is a “Swedish” disease, which has attracted attention around the world as something very strange. I am thinking of what was first called apathy in refugee children, but which later got the name resignation syndrome. The disease affects certain groups of children seeking asylum in Sweden. Children from the former Yugoslavia and from Central Asian countries of the former Soviet Union have been overrepresented. The children lose physical and mental functions and in the end can neither move nor communicate. They become bedridden, do not respond to pain and must be fed by tube. More than 1000 children have been affected by the disease in Sweden since the 1990s.

Confronted with this disease in refugee children, it may seem natural to think that the condition is reasonably caused by traumatic experiences in the home country and during the flight, as well as by the stress of living under deportation threat. It is not unreasonable to think so. Trauma and stress probably contribute to the disease. There is only one problem. If this were the cause, then resignation syndrome should occur in refugee children in other parts of the world as well. Unfortunately, refugee children with traumatic experiences and stressful deportation threats are not only found in Sweden. So why are (certain groups of) refugee children affected by the syndrome in Sweden in particular?

What is resignation syndrome? Here we have a question that on the surface does not sound more challenging than any other generally formulated “What is?”-question. But the question is today a challenging philosophical problem, at least for Karl Sallin, who is writing his dissertation on the syndrome here at CRB, within the framework of the Human Brain Project. What is that “extra” element that makes the question philosophically challenging for Karl Sallin?

It may seem natural to think that the challenging aspect of the question is simply that we do not yet know the answer. We do not know all the facts. It is not unreasonable to think so. Lack of knowledge naturally contributes to the question. Again, there is only one problem. We already consider ourselves knowing the answer! We think that this extreme form of despair in refugee children must, of course, be caused by traumatic experiences and by the stress that the threat of deportation entails. In the end, they can no longer bear it, but give up! If this reasonable answer were correct, then resignation syndrome should not exist only in Sweden. The philosophical question thus arises because the only reasonable answer conflicts with obvious facts.

That is why the question is philosophically challenging. Not because we do not know the answer. But because we consider ourselves to know what the answer must be! The answer seems so reasonable that we should hardly need to do more research on the matter before we take action by alleviating the children’s stressful situation, which we think is the only possible cause of the syndrome. And that is what happened…

For some years now, the guidelines for Swedish health care staff have emphasized the family’s role in recovery, as well as the importance of working for a residence permit. The guidelines are governed by the seemingly reasonable idea that children’s recovery depends on relieving the stress that causes the syndrome. Once again, there is only one problem. The guidelines never had a positive effect on the syndrome, despite attempts to create peace and stability in the family and work for a residence permit. The syndrome continued to be a “Swedish” disease. Why is the condition so stubbornly linked to Sweden?

Do you see the philosophical problem? It is not just about lack of knowledge. It is about the fact that we already think we have knowledge. The thought that the cause must be stress is so obvious, that we hardly notice that we are thinking it. It seems immediately real. In short, we have got stuck in our own thoughts, which we repeat again and again, even though we repeatedly clash with obvious facts. Like a mosquito trying to get out of a window, but just crashing, crashing, crashing.

When Karl Sallin treats the issue of resignation syndrome as a philosophical issue, he does something extremely unusual, for which there are no routine methods. He directs his attention not only outwards towards the disease, but also inwards towards ourselves. More empirical research alone does not solve the problem. As little as continuing to collide with the glass pane solves the mosquito’s problem. We need to stop and examine ourselves.

This post has now become so long that I have to stop before I can describe Karl Sallin’s dissolution of the mystery. Maybe it is good that we are not rushing forward. Riddles need time, which our impatient intellect rarely gives them. The point about the method of philosophy has hopefully become clear. The reason why philosophers analyse concepts is that we humans sometimes get caught up in our own concepts of reality. In this case, we get stuck in our concept of resignation syndrome as a stress disorder. Perhaps I can still mention that Karl Sallin’s conceptual analysis of our thought pattern about the syndrome dissolves the feeling of being faced with an incomprehensible mystery. The syndrome is no longer in conflict with obvious facts. He also shows that our thought patterns may have contributed to the disease becoming so prominent in Sweden. Our publically stated belief that the disease must be caused by stress, and our attempts to cure the disease by relieving stress, created a cultural context where this “Swedish” disease became possible. The cultural context affected the mind and the brain, which affected the biology of the body. In any case, that is what Karl Sallin suggests: resignation syndrome is a culture-bound disease. This unexpected possibility frees us from the thought we were stuck in as the only alternative.

So why did Socrates ask questions in Athens 2600 years ago? Because he discovered a method that could answer philosophical questions? My guess is that he did it for the same reason that Karl Sallin does it today. Because we humans have a tendency to imagine that we already know the answers. When we clearly see that we do not know what we thought we knew, we are freed from repeatedly colliding with a reality that should be obvious.

In philosophy, it is often the answer that is the question.

Pär Segerdahl

Written by…

Pär Segerdahl, Associate Professor at the Centre for Research Ethics & Bioethics and editor of the Ethics Blog.

Sallin, K., Evers, K., Jarbin, H., Joelsson, L., Petrovic, P. (2021) Separation and not Residency Permit Restores Function in Resignation Syndrome: A Retrospective Cohort Study. Eur Child Adolesc Psychiatry, 10.1007/s00787-021-01833-3

Sallin, K., Lagercrantz, H., Evers, K., Engström, I., Hjern, A., Petrovic, P. (2016) Resignation Syndrome: Catatonia? Culture-Bound? Frontiers in Behavioral Neuroscience, 10:7. 10.3389/fnbeh.2016.00007

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We challenge habits of thought

Our individual responsibility for antibiotic resistance

Antibiotic resistance is a global threat to public health, as the chances of treating infections decrease when antibiotics lose their effect on bacterial growth. But who is responsible for antibiotic resistance and what is the responsibility?

We may believe that the problem is too big and complex for us as individuals. Antibiotic resistance is a problem for governments and international organizations, we think. Nevertheless, it is not least our individual use of antibiotics that drives the development. For example, we may take antibiotics when it is not really necessary, or perhaps we do not follow the doctor’s prescription but discontinue the antibiotic treatment prematurely and throw leftover pills in the dustbin. Then we go on a journey and spread bacteria that are resistant to the antibiotic that we did not use properly. Or we ignore getting vaccinated because we think that there are antibiotics if we get sick. Well, maybe not for long!

If we have an individual moral responsibility to act with awareness of environmental problems, then it is not unreasonable to think that we also have a responsibility to act with awareness of the antibiotic problem. Mirko Ancillotti (who recently defended his dissertation at CRB) examines this possibility in an article in Bioethics. Do we have an individual moral responsibility for antibiotic resistance and how should the responsibility be understood?

Mirko Ancillotti immediately points out that not all people have the same opportunities to improve their antibiotic behaviour. Apart from the fact that many people lack information about antibiotic resistance, not everyone finds it as easy to change their antibiotic use. Some have less access than others to correctly prescribed treatments, for example, if they live far from a hospital but can easily buy antibiotics without a prescription. In addition, not everyone has the same financial means to stay at home if they are ill.

Another thing that makes it difficult to talk about individual responsibility for antibiotic resistance, is that you can hardly determine how much the pills you threw in the dustbin actually contributed to the problem. We know that people die due to antibiotic resistant bacteria, but it is difficult to determine the consequences of your particular antibiotic behaviour.

For these reasons, Mirko Ancillotti proposes a virtue ethical concept of responsibility. He suggests that we as individuals cultivate personal qualities and habits, which support responsible antibiotic use as a virtue. If I understand him, this means cultivating certain norms about antibiotics use, which we try to meet, such as following the doctor’s prescription, not using antibiotics unless necessary, not persuading the doctor to prescribe antibiotics, and making sure that we are vaccinated. However, since the conditions for acting with this normative sensitivity vary with human circumstances, there is in many cases a need to improve the conditions and institutional support for responsible antibiotic use.

A comparison: We have learned that we should preferably not travel by air, that it is irresponsible and perhaps even shameful to fly if it is not necessary. To be able to meet this new norm, new societal conditions are needed in the form of better international train connections and simpler ticketing systems. In the same way, new normative sensitivities regarding antibiotics can be developed, simultaneously with improving the opportunities for meeting the norms, Mirko Ancillotti suggests.

If you want to read more about Mirko Ancillotti’s virtue ethical concept of an individual responsibility for antibiotic resistance, read the article in Bioethics: Individual moral responsibility for antibiotic resistance.

Pär Segerdahl

Written by…

Pär Segerdahl, Associate Professor at the Centre for Research Ethics & Bioethics and editor of the Ethics Blog.

Ancillotti, M., Nihlén Fahlquist, J., & Eriksson, S. (2021). Individual moral responsibility for antibiotic resistance. Bioethics, 1– 7. https://doi.org/10.1111/bioe.12958

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